To Bundle or Not to Bundle? A Review of Soft Commissions and Research Unbundling
Brokerage houses historically have provided research and related services together with
order execution without separate fees. This practice of research bundling through so-called …
order execution without separate fees. This practice of research bundling through so-called …
Measuring Market Risk: Approaches and Inherent Assumptions
J McMurray, S Melnikov - The Journal of Investing, 2013 - pm-research.com
While few debate the need to measure market risk, less agreement exists as to the best way
to accomplish this task. Measuring and understanding market risk is a challenging and …
to accomplish this task. Measuring and understanding market risk is a challenging and …
Normative Listing and Description of Mutual Fund Transparent and Opaque Fees and Expenses
JA Haslem - The Journal of Wealth Management, 2019 - jwm.pm-research.com
This study provides mutual fund shareholders with a normative listing of transparent and
traditionally opaque fees and expenses designed for most all funds. The most likely next …
traditionally opaque fees and expenses designed for most all funds. The most likely next …
Mutual Fund Revenue Sharing and Defensive 12b-1 Plans:'Oz Revisited'
JA Haslem - Available at SSRN 2703407, 2015 - papers.ssrn.com
There are several regulatory, nuanced, and interpretive discussions of mutual fund
distribution issues, including revenue sharing, 12b-1 fees, and defensive 12b-1 plans. The …
distribution issues, including revenue sharing, 12b-1 fees, and defensive 12b-1 plans. The …